The Authentication Process - External Authentication



How does the external authenticator give feedback to the provider?

Feedback is given primarily through the external authentication report, but in addition the external authenticator may be required to give verbal feedback directly to management and/or assessors and/or the results approval panel.

What is included in the external authentication report?

The external authentication report must be completed (using QQI template or provider's own) and submitted to the provider and should include:

  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">Provider details
  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">Date
  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">Basis for sample selected and sample size
  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">External authenticator's details
  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">A report on moderation/extent to which assessment decisions were consistent with national standards
  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">Awards moderated (modules)
  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">Number and % of grades changed
  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">Good practice observed
  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">Concerns identified
  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">Areas for improvement
  • http://www.fess.ie/templates/ja_edenite/images/bullet.gif) 18px 7px no-repeat;">Signature

What does the external authenticator do with the final results sheets?

The final results sheets are left with the provider on the day of external authentication. All moderated grades will be listed on the authentication report (results sheet from the QBS).

Where grades have been changed the external authenticator will have taken notes on why grades were changed and these notes will be included or attached to the external authentication report.

Will assessors be available to the external authenticators?

Assessors may be available to the external authenticator if agreed in advance with the provider and in accordance with the provider's quality assurance policies and procedures.

Where an authenticator changes a grade, will they also change the mark?

Where an external authenticator changes a grade, they will have to change the mark to reflect the grade change. This does not involve re-marking the work. For example, if an external authenticator moderates a portfolio of learner evidence which is marked at 78% and therefore graded merit and the external authenticator deems this portfolio to be at distinction level, he/she will change the grade to distinction and the mark to 80%.

Will all the learner assessment portfolios be available for the external authenticator?

Yes, all learner evidence must be available to the external authenticator. This should be established with the provider prior to the visit of the external authenticator.

Does the external authenticator moderate all portfolios or only a sample?

This will depend on the total number of learner assessment portfolios presented for authentication and on the provider's sampling strategy. The sample must be sufficient in size to enable the external authenticator to make an informed judgement on the consistency of assessment decisions in the context of the award standards.

What if the sample is not sufficient?

If the external authenticator determines that the sample yielded by the provider's sampling strategy is not sufficient to enable him/her to make an informed judgement on the consistency of assessment decisions in the context of the award standards, he/she may request to see more learner evidence.

Can a provider amalgamate groups from different centre locations for the purposes of sampling?

Yes. Where the learners are completing the same major, special purpose, supplemental and/or minor award. However, a provider must document their agreed procedures for sampling (including a sampling strategy) ensuring that all the criteria as set out by QQI in the Quality Assuring Assessment Guidelines for Providers, revised 2013, p 27/28 are met.

Can the same sample be used for internal verification and external authentication?

This will depend on a provider's agreed sampling strategy and on how the strategy is intended to be applied. It could yield the same sample and it may not. It is more than likely that the chosen samples will be different for internal verification and external authentication, as both processes have very different functions.

What preparations should an external authenticator do prior to the visit?

There are a number of things that an external authenticator should do in preparation for the external authentication visit, including:

Agree the terms and conditions for conducting external authentication with the provider

Confirm, with the provider, the availability of

  • Relevant validated programmes including programme modules
  • ALL relevant assessment instruments and appropriate supporting documentation (Assessment briefs, Examination papers, Marking schemes, Outline solutions, etc.)
  • Assessment plan(s)
  • ALL Learner assessment evidence
  • ALL Learner assessment results recorded on an authentication report (results sheet from QBS) by learner group by minor award
  • List of assessors per module and/or class group
  • Internal verification report(s)
  • The provider's sampling strategy which ensures the sample is sufficient in size; reflects the spread of grades including results that are borderline between the grades; includes evidence from each assessor and programme; reflects ALL centres
  • Appropriate equipment to moderate assessment evidence produced in a multi-media format, if required
  • Acquire knowledge of:

  • QQI award structures
  • QQI award standards
  • QQI assessment principles
  • QQI assessment techniques
  • QQI grading bands
  • Other relevant information
  • What does the external authenticator do if the internal verification process has not been completed?

    The external authenticator should not commence external authentication until the internal verification process is complete. An internal verification report must be available to the external authenticator.

    Internal verification and external authentication comprise the two elements of a provider's quality assured authentication process. The internal verification process must precede the external authentication process. Internal verification is a monitoring process which confirms that the provider's assessment procedures have been applied consistently across assessment activities and also verifies the accuracy of assessment results. The external authentication process involves the moderation of assessment evidence to confirm that the assessment evidence and its grading are consistent with national standards.

    Can the external authenticator be a member of the results approval panel?

    Although it is not the role of the external authenticator to be a member of the results approval panel, the provider may request that the external authenticator be a member of or be available to the results approval panel. This would be negotiated between the external authenticator and the provider.

    The external authenticator must complete an external authentication report and make it available to the provider's results approval panel.

    Can the external authenticator be from a different centre but from within the same provider?

    Yes. According to QQI, external authenticator(s) should be "independent of the centre to which they are assigned" (QQI Quality Assuring Assessment Guidelines for Providers revised 2013, p 26) . Therefore, for a multi-centre/location provider, an external authenticator may be selected from within the provider but must be external to the centre/location. A provider must document their procedures for selecting external authenticator(s) as part of their quality assuring assessment process.

    Can an external authenticator moderate/authenticate in areas outside their range of expertise?

    No. According to QQI Quality Assuring Assessment Guidelines for Providers (revised 2013, p. 26), the external authenticator selected should "have technical/subject matter expertise within the appropriate award area/field of learning". However, in some cases an external authenticator may be in a position to moderate results in general award areas within the context of the field of learning in which s/he is moderating, for example, an external authenticator moderating a major award in childcare may be in a position to moderate a minor award in communications for the same group of learners.

    How often should external authentication take place?

    A provider will ensure that all major/special purpose/supplemental award areas and all centres have an external authenticator assigned per annum, as identified by QQI in the Quality Assuring Assessment Guidelines for Providers (2013 p. 27).

    In addition, ALL awards should be included in a sample over a two year cycle (Quality Assuring Assessment Guidelines for Providers (2013 p. 43).

    What is the role of the external authenticator?

    The role of the external authenticator is to provide independent confirmation of the fair and consistent assessment of learners and to ensure consistency of assessment results with national standards. This is achieved by moderating learner assessment evidence against the relevant standard and the assessment criteria in the award specifications and validated programmes. External authenticators are appointed by the provider in order to carry out this role. For further information see page 26 of the QQI Quality Assuring ASsessment, Guidleins for Providers revised 2013

    Where can a provider source an external authenticator?

    Providers can source external authenticators from the QQI external authenticator panel. In addition, providers may appoint external authenticators through their own quality assured processes as agreed with QQI. 

    Information on the QQI panel of external authenticators can be found on the QBS.